Transition

 

When you make the decision to join Janney, you’re taking the first step in writing your story. We know how important this decision is and the commitment to your clients that is behind it. At Janney, it’s our job to make your transition as smooth as possible so that you can continue to focus on what’s most important – your clients. 

 

Our highly experienced team is with you at every step to ensure a seamless transition for you and your clients. From pre-transition day preparations to post-transition integration support, we’re here to help you through the process, provide guidance and legal support, and set you up for success long-term. 


 

A man and woman look at a brochure and talk.

A Single Point of Contact

You’ll know exactly who to go to during the transition process. Your transition manager will connect you to all the areas within Janney that will provide support during your transition, including account onboarding, administrative support, branch infrastructure, and more.

A group of people sit around a table and talk

Client Transition Communications

A critical part of the transitions process is notifying your current clients of your move to Janney. All of your transfer paperwork and personalized materials will be available immediately upon your arrival.

You’ll work with an expert transition team

To ensure a seamless transition to Janney for both your clients and your team, you’ll work with experienced professionals focused on helping you prepare. From streamlined transfer account paperwork to branch office logistics to marketing materials, the members of your Janney team are experienced transition specialists.

“The Janney culture allows us the ability to get support from both the home office and a local management level in order to run our business the way we choose.”
Blake Jones, Senior Vice President, formerly with Morgan Stanley

Support From The Very Beginning

 

With the help of your transition team, you’ll have administrative and operational tasks completed before your first day at Janney and support ready to step in once you’re here. 

 

  • Offer / Contract Documents
  • Branch office logistics such as computers, office equipment, and more
  • Due diligence of your current business products
  • Single signature new account and transfer documents
  • Meetings with home office support areas
  • Demonstrations of digital onboarding and other Janney platforms
  • Operational support for new account opening and transfer
  • Coordination of marketing, client communication, and promotional materials

Marketing and Client Communications Transition Consultant

 

Assuring your clients receive the right information, in a timely way, is a crucial part of the transition process. In addition, you need an array of materials ready to support your business from your first day at Janney and beyond. You’ll work with a dedicated Marketing Consultant during this time. Your Consultant will coordinate preparation and delivery of materials including:

 

  • Customizable transition announcement package
  • Website creation and social media account updates
  • Additional materials to support your transition such as brochures, event materials, advertisements, client gifts, and more.

 

2023 WealthManagement.com Industry Award for Advisor Transition Support

Advisor-Focused - #1 response when asked to describe Janney's culture.*

*2021 Aon Client Insights survey

Contact Us

You’ve got questions. Contact our Recruiting Team to get the information you need for the next step. It’s easy and confidential.

Contact Us

For more information about Janney, please see Janney’s Relationship Summary (Form CRS) on www.janney.com/crs which details all material facts about the scope and terms of our relationship with you and any potential conflicts of interest.

To learn about the professional background, business practices, and conduct of FINRA member firms or their financial professionals, visit FINRA’s BrokerCheck website: http://brokercheck.finra.org/

Janney Montgomery Scott LLC, Member FINRA, NYSE, SIPC