Capital Markets

Announcement DateClientDescriptionSize ($MM)Industry Group
29-SeptTexoma/ Red RiverM&AN/AEnergy
27-SeptPfister Animal HospitalM&AN/ACorporate Advisory
18-SeptPennyMac Mortgage Investment TrustDebt Offering $53.5Specialty Finance
8-SeptAmwest Funding Corp.Securitization$311.7Specialty Finance
1-SeptRiley Exploration Permian Inc. Follow-on $50.0Energy
31-AugNexTier IncorporatedM&A$32.0Depository
30-AugPB Financial CorporationM&A$25.8Depository
28-AugMcHenry Bancorp, Inc.M&A$39.3Depository
23-AugKemco SystemsM&AN/AInfrastructure
14-AugSunnova Energy InternationalFollow-on $86.5Infrastructure
10-AugGladstone Capital CorporationDebt Offering $57.0
Specialty Finance
9-AugBlackstone Secured LendingFollow-on $177.6Specialty Finance
8-AugGreat Elm Capital CorpDebt Offering $40.0Specialty Finance
26-Jun
American Water Works Co Inc
Debt Offering 
$1,035.0
Infrastructure
22-Jun
Ramaco Resources
Equity Offering
NA
Energy
14-Jun
Amwest Funding Corp.
Securitization
$316.6
Specialty Finance
7-Jun
Capital Southwest Corp
Debt Offering 
$71.9
Specialty Finance
30-May
Horizon Technology Finance Corp
Follow-on 
$40.6
Specialty Finance
23-May
Gladstone Investment Corporation
Debt Offering 
$65.0
Specialty Finance
18-May
LCNB Corp.
M&A
$43.7
Depository
18-May
Artesian Resources Corp
Follow-on 
$38.2
Infrastructure
18-Apr
Enovix
Debt Offering 
$150.0
Infrastructure
11-Apr
Saratoga Investment Corporation
Debt Offering 
$57.5
Specialty Finance
4-Apr
UMH Properties, Inc.
At-the-Market-Offering
$150.0
Specialty Finance
21-Mar
First Mid Bancshares, Inc.
M&A
$90.5
Depository
24-Feb
AmWest Funding Corp
Securitization
$497.5
Specialty Finance
21-Feb
Rockhold Bancshares, Inc.
M&A
NA
Depository
21-Feb
RGC Resources
At-the-Market-Offering
$20.0
Infrastructure
16-Feb
Yandell Truckaway
M&A
NA
Corporate Advisory
1-Feb
Constellation Inc.
M&A
NA
Insurance 
31-Jan
Great Salt Plains Midstream 
M&A
NA
Energy
26-Jan
TXO Energy Partners, LP
IPO
$115.0
Energy
18-Jan
Sachem Capital Corp.
At-the-Market-Debt Offering
$25.0
Specialty Finance
18-Jan
Sachem Capital Corp.
At-the-Market-Offering
$75.0
Specialty Finance
12-Jan
Ares Capital Corporation
Follow-on 
$236.8
Specialty Finance
30-DecCommunity First Financial CorporationDebt Offering$13.5Depository
20-DecBrunswick Bank M&A$53.9Depository
15-DecHarrow Health, Inc.Debt Offering$40.3Healthcare
06-DecAlpha GroupM&ANAHealthcare
05-DecSalisbury Bancorp, Inc.M&A$204.0Depository
05-DecSaratoga Investment CorporationDebt Offering$52.5Specialty Finance
30-NovCTO Realty GrowthFollow-on$65.6REIT
30-NovRunway Growth Finance Corp. Debt Offering$51.8Specialty Finance
28-NovOTC Global HoldingsPrivate Debt Placement$55.0Specialty Finance
07-NovAres Capital CorporationFollow-on$173.9Specialty Finance
28-OctCTO Realty GrowthAt-the-Market-Offering$150.0REIT
19-OctSaratoga Investment CorporationDebt Offering$40.0Specialty Finance
19-OctThe Bank of PrincetonM&A$25.4Depository
18-OctCitizens Financial Services, Inc.M&A$67.4Depository
17-OctEssential Utilities, Inc.At-the-Market-Offering$500.0Infrastructure
12-OctBusiness First Bancshares, Inc.Follow-on$50.0Depository

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